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Other Distributors Information Under the FIMM

17 Feb

Unit Trust Management Company (UTMC) /Ordinary Member

“Unit Trust Management Company “ or “UTMC” means a company that is authorized to issue or offer for purchase of units of a Unit Trust scheme as defined in sub-section 2(1) of the Capital Markets and Services Act 2007.

“Ordinary Member” means a corporation which applies for and is granted Membership of the Federation as provided in Article 6 of the Federation’s Articles of Association and is registered in the Register of Members of the Federation as an Ordinary Member.

 

Register of IUTA

“Institutional Unit Trust Adviser” or “IUTA” means an institution or organisation or a corporation that is licensed by the Securities Commission for the purpose of carrying out dealing in securities restricted to unit trusts and is duly registered with the FIMM to market and distribute unit trust funds.

 

Register of CUTA

“Corporate Unit Trust Adviser” or “CUTA” means an institution or organisation or a corporation that is licensed by the Securities Commission for the purpose of carrying out the regulated activities of financial planning and dealing in securities restricted to unit trusts and is duly registered with the FIMM to market and distribute unit trust funds.

– Sumber: http://www.fimm.com.my

 
1 Comment

Posted by on February 17, 2012 in Bacaan Lain

 

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